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1.8 SUCCESSFUL SOLUTIONS REQUIRE PLANNING

Establishment of a successful stormwater utility requires a vision of the comprehensive services that the community needs and a well-conceived plan of how to develop and implement the utility. As the old adage points out:

If you don't know where you are going,
any road will serve you well.

Most established stormwater utilities have found that several of the keys to their success included a formalized statement of what the community's stormwater management program will do in the form of a clear vision statement with a focused mission statement and goals, coupled with a carefully conceived action plan for implementing the necessary changes. A number of Florida communities have discovered, too late, that failure to develop these items before undertaking the development of a utility has resulted in failure.

1.8.1 A Comprehensive Vision

Citizen's awareness of stormwater issues and expectations of what their stormwater management systems should do has significantly evolved over the last three decades:

  • Pre-1970s - Primary focus on flood control, generally tolerant of nuisance flooding with occasional concern about water quality after fish kills or beach closings.
  • 1970-1978 - Primary focus on flood control, still tolerant of occasional nuisance flooding, limited awareness of water quality degradation with an occasional concern over water quality related problems.
  • 1979-1988 - Trickle-down affect of Area-wide Water Quality Plans adds water quality management as a second area of primary focus with flood prevention/control, higher levels of awareness of ecological impacts and the effects of over-drainage on water supply.
  • 1989-1998 - Emergence of EPA's Stormwater NPDES Permitting Program adds new concern about water quality management practices and flood prevention/control as areas of primary focus with emerging concerns interest in watershed approaches for stormwater and water supply management.
  • 1989-2001 - Emergence of FDEP's Total Maximum Daily Load (TMDL) Program in response to the Earth Justice vs. USEPA suit forcing the reduction of pollutant loads to Florida's receiving waters (which is frequently confused with USEPA's periodic issuance/suspension/retraction of draft rules for the Federal TMDL Program, added anxiety on when and how communities would have to come into compliance the requirements for higher levels to stormwater treatment to achieve incremental pollutant load reductions.
  • 2001-2003 - EPA's delegation of the Florida NPDES program to FDEP, coupled with FDEP's promulgation of Florida's NPDES Permitting Program rules for Phase 2 communities, added new concern about water quality management practices as the primary focus stormwater management programs, coupled with TMDL reductions and watershed approaches for stormwater and water supply management.

Political agendas came to include stormwater management issues in response to the evolution of citizens' awareness and concerns. Subsequently, the focus of the community's stormwater management activities changed to align with the citizens' concerns and the political focus of city councils, county commissions, and governing boards of regional regulatory agencies.

Further expansion of the community's vision has occurred in response to ongoing comprehensive planning activities required by the Department of Community Affairs through their comprehensive planning regulations which impact all Florida cities and counties. Federal legislation, FEMA's National Flood Insurance Program and EPA's Stormwater NPDES Permitting Program, has also served to broaden the vision of many Florida communities by altering the scope and focus of their stormwater management activities.

Most of Florida's successful stormwater management programs have formalized their vision in the form of a simple, "big picture" mission statement and a more narrowly defined action that clearly communicates their vision to the public and staff in terms of goals, annual operations and capital investments.

1.8.2 Creating Mission and Vision Statements

Many Florida communities have developed comprehensive visions of what their stormwater management programs are about which typically focus on service to citizens through the management of flooding, the regulation of development, the maintenance of water quality, and the prevention of environmental/ecological degradation through cost effective operations. It is essential to convert the oftentimes-fuzzy vision into three distinctly different types of clear statements:

Vision Statements

Vision statements identify the community's expectations with regard to their investment in stormwater management. Volusia County's vision statement incorporates provides clear direction with respect to five basic stormwater management concepts:

The stormwater management program will reduce or eliminate flooding during periods of intense or prolong rainfall. Major roadways will be passable and buildings will remain dry. Standing water, which creates a health hazard or degrades property use or value will be reduced or eliminated. Drainage systems will collect and channel stormwater runoff, retain/detain flows to reduce pollutants before discharge, and recharge the aquifer and/or wetlands when possible to support these resources.

Mission Statements

Mission Statements set broad general direction for the community's staff and consultants to use in developing long-term stormwater management program components. The City of Tallahassee's a mission statement provides a good example of how a community's basic expectations are tempered with the realities of allocated funding, public consensus and real-world schedules:

To assist the community with defining its priority stormwater management objectives, in the context of physical, environmental and socio-economic concerns, and to develop and implement strategies to address the same, as expeditiously and to the fullest extent possible within the resources the community chooses to allocate to these efforts.

Goal Statements

Goal Statements provide more specific, performance-oriented guidance as to the manner in which the community's staff and consultants are to execute their work activities in order to achieve the intent of the vision and mission statements. Volusia County's goal statements provide clear direction with respect to three basic goals:

  1. Insure the health, safety and general welfare of our citizens by the reduction or prevention of hazards from flooding, inadequate drainage and from contamination.
  2. Allocate limited public resources fairly and efficiently by providing a viable and equitable cost sharing mechanism for stormwater management solutions.
  3. Provide leadership in Volusia County and for the other jurisdiction through the establishment of a prototype for successful stormwater management today and for the next millennium.

General guidelines for creating mission, vision and goal statement are as follows:

  • Understand the Vision - The statement must reflect the community's vision that requires that the people crafting the mission statement must have the "big picture" views of stormwater management problems and opportunities.
  • Address Basic Concepts - A statement should focus on the basic concepts of the vision and should not try to be all things to all people.
  • Keep It Simple - If the statement is to be effective, it must be brief, to the point and strike a chord in the reader.

1.8.3 Creating the Action Plan

Most of Florida's successful stormwater management programs have formalized their vision in the form of a mission statement and developed an action plan that translates the broad concepts of the mission statement into concrete actions with a realistic schedule. The basic steps in the action plan, many of which have been discussed in the preceding sections of this chapter, are generally outlined as follows:

  • Identify Local Problems at the Community Level
  • Define Goals and Objectives
  • Identify Constraints and Limitations
  • Prioritize Local Problems
  • Develop A Flexible Long-Term Plan
  • Develop Consensus
  • Define the Implementation Process
  • Develop Funding

Every community has its own unique needs, challenges and resources and this realization makes it impossible to define a simple, guaranteed approach that works every time in every community. Combined with a vision of the community's expectations with regard to their investment in stormwater management, these basic steps provide a simple process for moving from vision to reality.

1.8.4 Public Participation and Customer Involvement

The best conceived and most logically developed stormwater utility is doomed to fail if it lacks support from the public and the utility's potential customers. The strategy that has been successfully utilized in most Florida communities is to educate and involve the public, through a public information program, undertaken at an early stage in the stormwater utility development process.

The stormwater utility development and implementation process needs to recognize the public awareness and customer concerns, and while exhibiting similar themes across Florida, is specific and unique in each community. The approach used in developing the Public Information Program (PIP) for a given community typically consists of four fundamental steps:

  1. Identifying the key people and target groups that can be used to develop support and program advocacy.
  2. Selecting the proper methods and mechanisms for use in reaching the key people and target groups in a politically acceptable and cost-effective manner.
  3. Matching the various methods and mechanisms to the identified key people and target groups to assure widespread promulgation of program essentials within the identified program budget.
  4. Implementing the agreed upon program in an effective and timely manner.

This approach will ensure that the program's objectives, as defined by a community through selection of media, target groups, program budget and schedules, will be achieved.

Customer Involvement

Virtually every landowning citizen/family and business will become a customer of the stormwater utility and it is important to develop procedures to "sound out" the utility's future customers. Citizens advisory committees provide a simple means of acquiring direct input from potential customers on rates, charge algorithms, credit policies, user equity concerns, and similar issues that arise in the development of a stormwater utility. Recognizing and addressing these issues early in the development process can save time and money in the public education program and the utility implementation process.

Public Education

Public education can be achieved on many levels but the common objective is threefold: to make the average citizen aware of the cause and severity of the stormwater problems within his community, to make the average citizen understand the potential immediate and long-term benefits that can be derived from the implementation of a stormwater utility, and to either develop support for the stormwater utility or to provide a basis for the average citizen to balance the anticipated benefits against the "unreasonable costs and burdens" that will be raised by opponents of the utility. Public meetings, whether centralized in the "town hall" style or decentralized as a series of "community forums" or neighborhood meetings, provide a direct mechanism to reach the largest portion of the "general public."

Selected Constituencies

There are several different target groups to be reached with the PIP due to their community power, prestige and ability to influence the outcome of the stormwater utility development and implementation process. These groups can be reached in a variety of different manners depending upon their varying levels of involvement in the decision making process. An effective public information program typically includes distinct efforts aimed at individual target groups. Representative categories of selected constituencies that comprise the "general public" that should be included in the agenda of a community's PIP, include:

  • Mass Media
  • Regional Regulatory and Governmental Agencies
  • Local Municipal Governments and Boards
  • State Regulatory and Governmental Agencies
  • Federal Regulatory and Governmental Agencies
  • State Elected Officials
  • Federal Elected Officials
  • Business Groups and Commercial Interests
  • Environmental Groups
  • Service Organizations
  • Key Individuals List

Experience in Florida communities has shown that each of these selected constituencies play a special role in the successful implementation of a stormwater utility.

Chapter 3 provides a discussion of what can be done to gain community acceptance for a stormwater and focuses on the stormwater task force/stakeholder process and the use of public opinion surveys.

1.8.5 Commitment

The process of developing a stormwater utility is not unlike birthing an elephant: it is takes time, it is done with a lot of noise and it can get messy. Communities considering stormwater utilities need to take the time to fully understand their problems, develop a comprehensive game plan, develop consensus, and then commit to completing the process.

Detractors of strategic planning have often said that strategic planning is "where the rubber meets the clouds." Successful long-term solutions to a community's stormwater management problems require a vision, a game plan, community involvement, and the commitment to get it done. Perhaps the best piece of advice can be seen on contemporary bumper stickers:

 
JUST DO IT!

 

In Conclusion

Stormwater management, TMDL compliance and stormwater utilities are long-term programs that are intended to solve significant problems. Vision and commitment provide the skeleton that organizes and links the disparate components of these long-term programs. Communities' stormwater utilities are the glue that holds their long-term stormwater management program together and sustains it function, thereby enabling communities to solve their problems and successfully meet the needs of their citizens.



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CHAPTER 1

  • 1.1 Stormwater Management Problems in Florida
  • 1.2 What is a Stormwater Utility?
  • 1.3 Benefits of a Stormwater Utility
  • 1.4 Stormwater Management Opportunities in Florida
  • 1.5 Stormwater Utility Operations
  • 1.6 Financial Considerations and Institutional Issues
  • 1.7 Federal and State Legislation and Requirements
  • 1.8 Successful Solutions Require Planning